-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DqDMCHBxhwKCy8lLf4iS2Znz4a+ltGepK5MpDX5wJ0km4luw+9WS6PU8TQIMRGoU yImWpX0+MnX4GwQZn89kIw== 0000927016-97-000283.txt : 19970221 0000927016-97-000283.hdr.sgml : 19970221 ACCESSION NUMBER: 0000927016-97-000283 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970211 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISION SCIENCES INC /DE/ CENTRAL INDEX KEY: 0000894237 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48987 FILM NUMBER: 97523895 BUSINESS ADDRESS: STREET 1: 6 STRATHMORE ROAD CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 5086509971 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONEIDA KATSUMI CENTRAL INDEX KEY: 0001032424 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: VISION SCIENCES INC STREET 2: 6 STRATHMORE RD CITY: NATICK STATE: MA ZIP: 01760 BUSINESS PHONE: 5086509971 MAIL ADDRESS: STREET 1: VISION SCIENCES INC STREET 2: 6 STRATHMORE RD CITY: NATICK STATE: MA ZIP: 01760 SC 13G 1 SCHEDULE 13-G ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0415 Expires: October 31, 1997 Estimated average burden hours per response . . 14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3 )* -------- Vision-Sciences, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 927912105 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with the statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages - ----------------------- --------------------- CUSIP NO. 927912105 13G PAGE 2 OF 5 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATONI NO. OF ABOVE PERSON Katsumi Oneda - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] Not Applicable (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Japan - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 3,480,509 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 None OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 3,480,509 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 None - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 3,480,509 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 Not Applicable - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 23.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 pages - ----------------------- --------------------- CUSIP NO. 927912105 13G PAGE 3 OF 5 PAGES - ----------------------- --------------------- Item 1(a). Name of Issuer: - --------- -------------- Vision-Sciences Item 1(b). Address of Issuer's Principal Executive Offices: - --------- ----------------------------------------------- 6 Strathmore Road Natick, MA 01760 Item 2(a). Name of Person Filing: - --------- ---------------------- Katsumi Oneda Item 2(b). Address of Principal Business Office or, if none, - --------- ------------------------------------------------- Residence: --------- c/o Vision-Sciences, Inc. Six Strathmore Road Natick, Massachusetts 01760 Item 2(c). Citizenship. - --------- ----------- Mr. Oneda is a citizen of Japan Item 2(d). Title of Class of Securities: - --------- ---------------------------- Common Stock, $.01 par value Item 2(e). CUSIP Number: - --------- ------------ CUSIP NO. 927912105 Item 3. Status if filed pursuant to - ------ --------------------------- Rules 13d-1(b) or 13d-2(b): -------------------------- Not Applicable. - ----------------------- --------------------- CUSIP NO. 927912105 13G PAGE 4 OF 5 PAGES - ----------------------- --------------------- Item 4. Ownership: - ------ --------- (a) Amount Beneficially Owned by Reporting Person: 3,480,509 (including 125,000 shares issuable upon the exercise of presently exercisable options) (b) Percent of Class: 23.5% (c) Number of shares as to which Reporting Person has: (i) sole power to vote or to direct the vote 3,480,509 ------------------- (ii) shared power to vote or to direct the vote -0- ------------------- (iii) sole power to dispose or to direct the disposition of 3,480,509 ------------------- (iv) shared power to dispose or to direct the disposition of -0- ------------------- Item 5. Ownership of Five Percent of Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5% of the class of securities, check the following: [_] Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. - ----------------------- --------------------- CUSIP NO. 927912105 13G PAGE 5 OF 5 PAGES - ----------------------- --------------------- Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 24, 1997 ---------------------------------- Date /s/ Katsumi Oneda ---------------------------------- Katsumi Oneda -----END PRIVACY-ENHANCED MESSAGE-----